Clear Path Analysis
Register to Attend

15-16 NOVEMBER 2022 | Park Plaza Victoria London, UK
17 NOVEMBER 2022 | Park Plaza Waterloo London, UK

FUND LEGAL, REGULATORY & COMPLIANCE FORUM AGENDA

For legal, compliance, regulatory, due diligence, plus reporting focussed fund professionals in mind, seeking to address how fund and wider investment teams endeavour to maintain the highest standards of operational procedures in line with local and international legal standards, addressing issues including; navigating the ESG regulatory landscape, preparing for crypto currency & blockchain regulation & compliance, defining the protection strategies to ensure business information security, the benefits and challenges of digital transformation, and the automation of regulatory reporting.

Fund Legal, Regulatory & Compliance Forum

8:15 AM - 3:30 PM
DAY TWO: WEDNESDAY 16TH NOVEMBER

8:15 AM - 9:10 AM
BREAKFAST AND NETWORKING

9:15 AM - 9:20 AM
CHAIRMAN'S OPENING ADDRESS

9:20 AM - 10:00 AM
KEYNOTE PRESENTATION: Addressing the tide of greenwashing - what can fund operators expect from regulatory attempts to make managers responsible for their ESG statements

  • Mark Manning

    Mark Manning

    Technical Specialist

    Sustainable Finance & Stewardship, FCA

10:00 AM - 10:30 AM
KEYNOTE PRESENTATION: TBC

10:30 AM - 11:15 AM
ROUNDTABLE DISCUSSION: Re-defining operational resilience: required budgeting for black swan events, technology fail scenarios, and the growth of cyber security threats

● Finance: financing, financial risks ● Tech & Data: doing, the talent, the day-to-day running (application) ● Legal: law, regulation, reporting, oversight

  • Erik Vynckier

    Erik Vynckier

    Non Executive Member Director

    Foresters Friendly Society

  • Angus Milne

    Angus Milne

    Director Risk & Compliance

    TCI Fund Management

  • Mario De Bergolis

    Mario De Bergolis

    Chief Operating Officer

    Asset Management One International

11:15 AM - 11:45 AM
MORNING REFRESHMENTS & NETWORKING

11:45 AM - 11:50 AM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Chairperson's Opening Remarks

11:50 AM - 12:20 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Keynote Presentation: Navigating the rapidly evolving ESG regulatory landscape: impacts, implications, and strategic considerations for fund compliance and regulatory teams

  • Michael Collins

    Michael Collins

    Director Government Affairs

    M&G

12:20 PM - 1:05 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Head to Head: Is the adoption of crypto currency and blockchain inevitable and how can firms prepare for the expected regulation and compliance ramifications?

  • Nic Basson

    Nic Basson

    Chief Operating Officer

    Old Street Digital

  • Christophe Sailland

    Christophe Sailland

    Chief Executive Officer

    Helford Capital Partners

1:05 PM - 2:00 PM
NETWORKING LUNCH

2:00 PM - 2:30 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Keynote Presentation: The Princess and the Pea: Digitalising the AML/KYC process in the investment management industry

  • Pierre-Yves Rahari

    Pierre-Yves Rahari

    Partner

    AlgoMe Consulting

2:30 PM - 2:55 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Keynote Presentation: Taking Britain Back? The impact of HM Treasury's Future Regulatory Framework (FRF) Review on the City and its relationship with the EU

2:55 PM - 3:30 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Roundtable Discussion: The benefits and challenges of digital transformation and the automation of regulatory reporting

  • Antoine Sineau

    Antoine Sineau

    Head Of Compliance

    Nordea Investment Funds S.A.

  • James Witt

    James Witt

    Chief Legal Officer EMEA

    PineBridge Investments

  • Rich Morris

    Rich Morris

    Director Legal & Compliance

    Ontario Municipal Employees' Retirement System

3:30 PM - 3:30 PM
END OF CONFERENCE