Clear Path Analysis
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2023 DATES TO BE ANNOUNCED | LONDON VENUE TO BE CONFIRMED

For legal, compliance, regulatory, due diligence, plus reporting focussed fund professionals in mind, seeking to address how fund and wider investment teams endeavour to maintain the highest standards of operational procedures in line with local and international legal standards, addressing issues including; navigating the ESG regulatory landscape, preparing for crypto currency & blockchain regulation & compliance, defining the protection strategies to ensure business information security, the benefits and challenges of digital transformation, and the automation of regulatory reporting.

Fund Legal, Regulatory & Compliance Forum

8:15 AM - 3:30 PM
DAY TWO: WEDNESDAY 16TH NOVEMBER

8:15 AM - 9:20 AM
BREAKFAST AND NETWORKING

9:20 AM - 9:25 AM
CHAIRMAN'S OPENING ADDRESS

9:25 AM - 10:15 AM
KEYNOTE PRESENTATION: Addressing the tide of greenwashing - what can fund operators expect from regulatory attempts to make managers responsible for their ESG statements

  • Mark Manning

    Mark Manning

    Technical Specialist

    Sustainable Finance & Stewardship, FCA

10:15 AM - 11:05 AM
ROUNDTABLE DISCUSSION: Re-defining operational resilience: required budgeting for black swan events, technology fail scenarios, and the growth of cyber security threats

● Finance: financing, financial risks ● Tech & Data: doing, the talent, the day-to-day running (application) ● Legal: law, regulation, reporting, oversight

  • Sara Benwell

    Moderator

    Sara Benwell

    Contributing Editor

    Clear Path Analysis

  • Erik Vynckier

    Erik Vynckier

    Non Executive Member Director

    Foresters Friendly Society

  • Angus Milne

    Angus Milne

    Director Risk & Compliance

    TCI Fund Management

  • Mario De Bergolis

    Mario De Bergolis

    Chief Operating Officer

    Asset Management One International

11:05 AM - 11:45 AM
MORNING REFRESHMENTS & NETWORKING

11:45 AM - 11:50 AM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Chairperson's Opening Remarks

11:50 AM - 12:20 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Keynote Presentation: Navigating the ESG policy landscape: Drivers, impacts, & future direction

  • Michael Collins

    Michael Collins

    Director Government Affairs

    M&G

12:20 PM - 1:05 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Roundtable Discussion: Is the adoption of crypto currency and blockchain inevitable and how can firms prepare for the expected regulation and compliance ramifications?

  • Andrew Putwain

    Moderator

    Andrew Putwain

    Editor & Community Manager

    Clear Path Analysis

  • Nic Basson

    Nic Basson

    Chief Operating Officer

    Old Street Digital

  • Christophe Sailland

    Christophe Sailland

    Chief Executive Officer

    Helford Capital Partners

  • Tomas Eisenstadt

    Tomas Eisenstadt

    Director of Intelligence

    Scholae Ltd

1:05 PM - 2:00 PM
NETWORKING LUNCH

2:00 PM - 2:30 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Keynote Presentation: The Princess and the Pea: Digitalising the AML/KYC process in the investment management industry

  • Pierre-Yves Rahari

    Pierre-Yves Rahari

    Partner

    AlgoMe Consulting

2:30 PM - 3:00 PM
FUND LEGAL, COMPLIANCE & REGULATORY FORUM: Roundtable Discussion: The benefits and challenges of digital transformation and the automation of regulatory reporting

  • Sara Benwell

    Moderator

    Sara Benwell

    Contributing Editor

    Clear Path Analysis

  • James Witt

    James Witt

    Chief Legal Officer EMEA

    PineBridge Investments

3:25 PM - 3:25 PM
END OF CONFERENCE